Plan agent workflows for risk, advice and operations.
Explore KYC, investigations and advisor support with review, traceability and model-risk requirements defined for your institution.
Start with your team's constraints.
Regulators are watching AI now
SR 11-7, OCC, FCA and MAS expect documented model risk management for every agent in production.
AML costs are unsustainable
False-positive rates of 95%+ are blowing up investigator headcount and consent-order budgets.
Vendor agent sprawl
Every core, CRM and surveillance vendor is shipping its own agent.
Front-office latency
Trader and advisor copilots can't tolerate provider outages or seconds-long token streams.
Data residency
Cross-border inference triggers regulatory scrutiny across EU, UK, Singapore and the GCC.
FinOps blind spots
Token spend explodes line-of-business by line-of-business with no per-desk attribution.
What an agent could take on.
Examples for planning, not reported deployments or measured outcomes. Scope each workflow with your team, data and review requirements.
KYC / Perpetual KYC Agent
Continuously refreshes customer risk profiles, screens against sanctions and adverse media, and drafts disposition memos for analyst sign-off.
AML Investigations Agent
Clusters alerts, pulls SWIFT, transactions and counterparty context, and drafts SAR narratives.
Advisor & RM Copilot
Pulls portfolio, household and CRM context to draft client outreach, prepare meeting briefs and surface next-best actions.
Trade Surveillance Triage
De-duplicates alerts across venues, attaches comms and trade evidence, and routes to compliance with explainability.
Loan Origination & Servicing Agent
Extracts and validates docs across underwriting, servicing and default.
Customer Servicing Agent
Resolves Tier-1 inquiries across phone, chat and secure messaging with shared memory, full transcript audit and safe escalation.
Regulatory Reporting & Disclosures
Drafts CCAR / DORA / Basel narratives, footnotes and exhibits with cell-level source traceability.
Legacy Core Computer-Use Agent
Operates green-screen cores and legacy ops UIs through computer use.
Requirements to assess
Potential integration points
Resources for financial services teams
Explore an example agent workflow
An example architecture for planning, not a measured customer result.
Perpetual KYC with multi-agent systems
A financial-services blueprint, end-to-end.
EU AI Act readiness for high-risk systems
What you need in place — and how to ship anyway.
Ready to operationalize your agents?
Talk to our team about a pilot on Synaptix Cloud or on-prem.